Merge Sort: in pure immutable Scala

Algorithm goal

Note: the explanation and description are quite long so the format of the page is different from the usual.

Merge Sort is a standard merging algorithm - it works by grouping items into pairs, and then merging those pairs by selecting the smallest items from each pair in order. Then, it repeats this process until 1 whole array is computed.

Our goal is to achieve a sorting like this:

3214
1234

Merge sort algorithm illustration

The data transformation in Merge Sort looks like this:

Picking of items from two halves
Resulting ListLeft HalfRight Half
Original list (split in half)
3241
Applying a merge+sort function to each of the halves
2314
Then, in the merge function, we begin to extract the smallest elements (as the two halves are sorted)
2314
1234
1234
1234
1234
And now we have solved one level of merging.

In the non-stack-safe version, we achieve this via recursion, where we really say 'our sorted version is the merge of sorting of the two halves of our original input'.

This version is not stack-safe; for stack-safe, see: MergeSortStackSafe

Explanation

We follow the algorithm: split the items by half, and then perform a merging operation. In this divide-and-conquer algorithm, the more complex part is the merging function:

The merge function

The merge function is more unusual in that its implementation is simpler when the number of inputs is dynamic, rather than fixed. (this is © from www.scala-algorithms.com)

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Algorithm in Scala

22 lines of Scala (version 2.13), showing how concise Scala can be!

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Test cases in Scala

assert(mergeSort(List.empty) == List.empty)
assert(mergeSort(List(1)) == List(1))
assert(mergeSort(List(1, 2)) == List(1, 2))
assert(mergeSort(List(2, 1)) == List(1, 2))
assert(mergeSort(List(2, 1, 3)) == List(1, 2, 3))
assert(mergeSort(List(2, 1, 4, 3)) == List(1, 2, 3, 4))
assert(mergeSort(List(2, 4, 5, 1, 3)) == List(1, 2, 3, 4, 5))
assert(
  {
    val randomArray = scala.util.Random
      .nextBytes(10 + Math.abs(scala.util.Random.nextInt(1000)))
      .map(_.toInt)
      .toList
    mergeSort(randomArray) == randomArray.sorted
  },
  "Random array of any length is sorted"
)

Scala Concepts & Hints

Def Inside Def

A great aspect of Scala is being able to declare functions inside functions, making it possible to reduce repetition.

def exampleDef(input: String): String = {
  def surroundInputWith(char: Char): String = s"$char$input$char"
  surroundInputWith('-')
}

It is also frequently used in combination with Tail Recursion.

Drop, Take, dropRight, takeRight

Scala's `drop` and `take` methods typically remove or select `n` items from a collection.

assert(List(1, 2, 3).drop(2) == List(3))

assert(List(1, 2, 3).take(2) == List(1, 2))

assert(List(1, 2, 3).dropRight(2) == List(1))

assert(List(1, 2, 3).takeRight(2) == List(2, 3))

assert((1 to 5).take(2) == (1 to 2))

Read more

Lazy List

The 'LazyList' type (previously known as 'Stream' in Scala) is used to describe a potentially infinite list that evaluates only when necessary ('lazily').

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Ordering

In Scala, the 'Ordering' type is a 'type class' that contains methods to determine an ordering of specific types.

assert(List(3, 2, 1).sorted == List(1, 2, 3))

assert(List(3, 2, 1).sorted(Ordering[Int].reverse) == List(3, 2, 1))

assert(Ordering[Int].lt(1, 2))

assert(!Ordering[Int].lt(2, 1))

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Pattern Matching

Pattern matching in Scala lets you quickly identify what you are looking for in a data, and also extract it.

assert("Hello World".collect {
  case character if Character.isUpperCase(character) => character.toLower
} == "hw")

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Stack Safety

Stack safety is present where a function cannot crash due to overflowing the limit of number of recursive calls.

This function will work for n = 5, but will not work for n = 2000 (crash with java.lang.StackOverflowError) - however there is a way to fix it :-)

In Scala Algorithms, we try to write the algorithms in a stack-safe way, where possible, so that when you use the algorithms, they will not crash on large inputs. However, stack-safe implementations are often more complex, and in some cases, overly complex, for the task at hand.

def sum(from: Int, until: Int): Int =
  if (from == until) until else from + sum(from + 1, until)

def thisWillSucceed: Int = sum(1, 5)

def thisWillFail: Int = sum(1, 300)

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Tail Recursion

In Scala, tail recursion enables you to rewrite a mutable structure such as a while-loop, into an immutable algorithm.

def fibonacci(n: Int): Int = {
  @scala.annotation.tailrec
  def go(i: Int, previous: Int, beforePrevious: Int): Int =
    if (i >= n) previous else go(i + 1, previous + beforePrevious, previous)

  go(i = 1, previous = 1, beforePrevious = 0)
}

assert(fibonacci(8) == 21)

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def mergeSort(input: List[Int]): List[Int] = ???